12th Annual OSC, TSX and IIROC Update
Business Law | Original Program Date: June 5, 2014
Ensure you are up-to-date with recent important developments in securities regulation. At this program, senior representatives of the Ontario Securities Commission, the Toronto Stock Exchange and the Investment Industry Regulatory Organization of Canada will update you on recent developments and policy initiatives in:
- M&A
- Investment fund regulation
- Corporate governance
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- Exempt market regulation
- Registrant regulation and investment dealer regulation
- Listed issuer requirements
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This program will help you provide timely and accurate advice to your clients or your company on securities matters. If you have attended previous Annual Updates, you know how valuable this session will be!
PROGRAM CHAIRS
David Surat, Partner, Borden Ladner Gervais LLP
David Palumbo, Baker & McKenzie LLP
SPEAKERS
Eleanor Fritz, Director Compliance and Disclosure, TSX
Doug Harris, General Counsel and Corporate Secretary, IIROC
Jason Koskela, Senior Legal Counsel, Mergers & Acquisitions, Corporate Finance Branch, OSC
Carina Kwan, Legal Counsel, Investment Funds Branch, OSC
Jo-Anne Matear, Manager, Corporate Finance Branch, OSC
Jeff Scanlon, Senior Legal Counsel, Compliance and Registrant Regulation Branch, OSC
Julie Shin, Director, Listed Issuer Services, TSX
Elizabeth Topp, Senior Legal Counsel, Corporate Finance Branch, OSC
