CBA CANADIAN SECURITIES REGULATION SERIES 2017
Stock Exchange Listings, Exempt Financings
Topics will include:
- Stock Exchange Listing Requirements
- Exempt Financings (Closed System, Resale Restrictions)
- Rights Offerings, Distributions to Existing Securityholders
- Offering memoranda
- Opinions and Closing Matters
Take advantage of the series discount and sign up for all 6 programs! When you complete the full course you will know:
- How to make an application to a securities regulator,
- Which regulators are responsible for dealing with various kinds of typically encountered securities matters,
- Who to contact and when,
- The key distinction between statutory requirements, rules and policy and the importance of the "unwritten rules" of the regulatory environment.
And, on a very practical level, you will be more comfortable with various forms of disclosure documents.
Presenters:
