ONLINE MEETING: Recent Developments in US Securities Law
This meeting is being hosted by the Securities Law Section.
| Speakers: |
Christopher Doerksen, Partner, Dorsey & Whitney LLP
Kimberley Anderson, Partner, Dorsey & Whitey LLP |
| Time: |
Thursday, January 16, 2025, 12:00pm - 1:00pm (PT) |
| CPD Hours: |
1.00 hour |
Synopsis
Chris Doerksen and Kimberley Anderson discuss recent developments in US securities laws, including early observations in the implementation of rules on cybersecurity, beneficial ownership reporting, and government payments by resource extraction issuers and T+1 settlement.
They also discuss court challenges to the Securities and Exchange Commission (SEC) climate change rules and Nasdaq board diversity rules, a smattering of new SEC and stock exchange rules, the SEC’s latest areas of focus in disclosure reviews, and provide an update regarding the U.S. Department of the Treasury’s Financial Crimes Enforcement Network beneficial ownership reporting requirements for all U.S. entities.
Territorial Acknowledgement
This event will be broadcast from the traditional and unceded territory of the Coast Salish peoples, including Tsleil-Waututh, Squamish and Musqueam First Nations. We encourage members to explore the rich history and knowledge of Indigenous people, and to continue learning about their experience in Canada past and present.
Webinar/Teleconference
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Disclaimer
Please ensure to sign-in with your full name at the meeting, to not do so will result in de-registration. CBABC requires this as a record to confirm your attendance for this meeting for your CPD reporting (if applicable).
