CBA CANADIAN SECURITIES REGULATION SERIES 2017
Overview of Securities Regulation
Topics will include:
- Principles and Purposes of Securities Law
- Securities Offerings
- Continuous Disclosure
- Registration Requirements and Collective Investment Vehicles
- Take-Over Bids and Early Warning Regime
- Checklist for Analyzing Securities Problems
- Sources of Change in Canadian Securities Law
Take advantage of the series discount and sign up for all 6 programs! When you complete the full course you will know:
- How to make an application to a securities regulator,
- Which regulators are responsible for dealing with various kinds of typically encountered securities matters,
- Who to contact and when,
- The key distinction between statutory requirements, rules and policy and the importance of the "unwritten rules" of the regulatory environment.
- New National Co-Operative Capital Markets Regulatory System
And, on a very practical level, you will be more comfortable with various forms of disclosure documents.
Presenters:
